Category Archives: Best Practices

Five Things to Look for When Recruiting Internal Auditors

We have found that there are specific characteristics that determine whether or not a candidate becomes a successful internal auditor. In the years following the credit crisis and subsequent fallout, ensuring strong corporate governance, risk, and compliance (GRC) has been … Continue reading

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Building a GRC platform is complex, so keep it

​Having worked through the implementation of a GRC platform at a few medium to large financial institutions, I have had the opportunity to experience many different learnings. Guest Post by David Nickles, Vice President, Business Leader – Operational Risk & … Continue reading

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Driving Cultural & Behavioral Change in an organization through ORM

All departments and employees throughout the organization must understand, accept and help drive the changes in daily behavior to embed Ops Risk Management in their DNA. Guest Post by David Nickles, Vice President, Business Leader – Operational Risk & Controls … Continue reading

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What Your Compliance Officer Wants You to Know

Your Compliance Department is there to guide and protect the Bank and the Business Lines against compliance risks that could jeopardize not only the product or the Business Line, but the organization as a whole. Guest post by Melanie Smith, … Continue reading

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